Compliance 11 Logo
30-D
ay
F
ree
T
rial
F
ull
S
ystem
A
ccess
F
or
30 D
ays!
P
ersonal
T
rading
Activate electronic brokerage feeds
Review system generated alerts
Compare trades to market news
A
ffirmations
Create custom questionnaires
Do mock distributions
G
ifts,
E
ntertainment
A
nd
C
ontributions
Submit mock gift requests
Approve requests and review reports
C
ase
M
anagement
Convert paper forms to cases
Centralize data tracking
Replace Excel and Access databases
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Company
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First Name
*
Last Name
*
Title
*
Phone
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Email
*
City
*
State/Province
*
Market Segment
*
--None--
Accounting
Asset Management
Bank
BD
Consultant
Government
Hedge Fund
Human Resources
IA
IA/BD
Insurance
Investment Bank
Law Firm
Market Maker
Other
Pension Fund
Private Equity
Proprietary Trading
Research
Retail
Trust Company
Products of Interest
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Personal Trading
Affirmations and Disclosures
Gifts, Entertainment and Contributions
Case Management
Firm Trading
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