Compliance11 Management Team

William Wolf
Executive Chairman

William Wolf is Executive Chairman of Compliance11, a position he has held since 2006. Mr. Wolf has an extensive finance and operating background and currently oversees Talon Asset Management's private investment portfolio, Talon Opportunity Fund, LP, and is a portfolio manager for Talon International Select Partners, LP hedge fund. Mr. Wolf also serves as Talon's Chief Operating Officer and is as a managing member of Talon.

Mr. Wolf began his finance career in 1982 as an investment banker at Salomon Brothers Inc. In 1987, he joined the investment banking group of William Blair & Company where he worked for two years. In 1990, Mr. Wolf joined Henry Crown and Company to oversee a portfolio of privately-owned businesses. In that capacity, Mr. Wolf founded and became the CEO of Crown Golf Properties, L.P.

Mr. Wolf also serves on the Board of Directors of Answers Media LLC, PlayNetwork, Inc and the National Strategy Forum. He received an A.B. degree from Hamilton College in 1982 and an M.B.A. from the University of Chicago in 1990.

Tad Mitchell
President and Chief Operating Officer

Tad Mitchell was appointed President and Chief Operating Officer of Compliance11 in 2008. Mr. Mitchell previously served as the Company's Vice President, Product Development. He has seventeen years of software development experience and prior to Compliance11 led a two year effort to improve the requirements gathering process for CNA Insurance. Prior to CNA, Mr. Mitchell worked as a project manager at Ernst & Young's Chicago Advanced Development Center where he developed software for Fortune 100 companies. He began his career as a developer at IBM's Rochester, Minnesota development laboratory.

Mr. Mitchell holds a B.S. in Computer Science from Brigham Young University and a M.B.A from Brigham Young University.

Larry Goldfarb
Co-founder and Chief Strategy and Marketing Officer

Larry Goldfarb is Co-Founder and Chief Sales Officer of Compliance11. Prior to co-founding the firm, Mr. Goldfarb was the Chief Investment Officer of Global Legal and Compliance at UBS for four years. During this tenure at UBS, he was involved in managing various mission critical projects including UBS' merger with Swiss Bank Corporation and its acquisition of Paine Webber. Mr. Goldfarb also managed the successful implementation of key regulatory, surveillance, compliance, and knowledge projects including: Global Surveillance and Restricted List, Affirmation On-Line, Global Shareholding, Knowledge Management, Documentation, Legal-Matter Management, and the Operational risk / SOX 404 framework for the Global Legal & Compliance Department. Previously, Mr. Goldfarb worked for Salomon Brothers for seven years as part of the Internal Consulting Group.

Mr. Goldfarb received an A.B. degree from Hamilton College in 1983, a Graduate Diploma in International Relations from The London School of Economics in 1984, and an M.B.A. from New York University in 1987.

Susan L. Rosenbaum
Chief Financial Officer

Susan Rosenbaum is Chief Financial Officer of Compliance11. Ms. Rosenbaum has over fifteen years of operational and finance experience and prior to Compliance11 was Director of Finance for True Partners Consulting in Chicago. Prior to True Partners, Ms. Rosenbaum had a tenured fourteen year career at Arthur Andersen holding various senior positions including Chief Financial Officer and Chief Operating Officer of the firm's Chicago Audit Practice.

Ms. Rosenbaum graduated from the University of Texas with a B.S. in Accountancy.

Stan Swantek
Vice President of Sales

Stan Swantek is the Vice President of Sales for Compliance11. Mr. Swantek brings over 20 years of sales leadership experience to Compliance11, where he is responsible for the company's continued growth in the dynamic compliance supervision market. Prior to joining Compliance11, Swantek led sales organizations several companies including: Dun and Bradstreet Software, Oracle and Accenture. Mr. Swantek also helped introduce a new approach to FX trading with Currenex.

Karen Zenisek
Vice President of Customer Service

Karen Zenisek is Compliance11's Vice President of Customer Service. Ms. Zenisek combines 16 years of software development experience with 10 years of retail management experience to ensure Compliance11 clients are implemented and supported with a personal touch. Previously, she led large teams to design and implement technology solutions for CNA Insurance. Ms. Zenisek began her career at Sears managing retail categories with profit and loss responsibilities.

Ms. Zenisek holds a MBA from University of Illinois, Chicago and a B.A. in Computer Science from Rockford College.

Teri Kemple
Director of Product Development

Teri Kemple is Compliance11's Director of Product Development. Ms. Kemple has 11 years of software development and operations management expertise. Before joining Compliance11, she was a Technical Managing Consultant for TUSC, an IT consulting company that specializes in database and business intelligence solutions based on Oracle technology. Ms. Kemple has also worked at EDS.

Ms. Kemple holds a B.A. from Loyola University of Chicago in Management Information Systems.

Board Members