Compliance11 Management Team

Tad Mitchell
President and Chief Operating Officer

Tad Mitchell was appointed President and Chief Operating Officer of Compliance11 in 2008. Mr. Mitchell previously served as the Company's Vice President, Product Development. He has seventeen years of software development experience and prior to Compliance11 led a two year effort to improve the requirements gathering process for CNA Insurance. Prior to CNA, Mr. Mitchell worked as a project manager at Ernst & Young's Chicago Advanced Development Center where he developed software for Fortune 100 companies. He began his career as a developer at IBM's Rochester, Minnesota development laboratory.

Mr. Mitchell holds a B.S. in Computer Science from Brigham Young University and a M.B.A from Brigham Young University.


Jay Raines
Vice President of Sales

Jay Raines is Compliance11's Vice President of Sales. Mr. Raines has over 19 years of software industry experience with the last 10 years in direct software sales. Mr. Raines comes to Compliance11 from CA, where he was a Solution Strategist responsible for spearheading a sales team within the Service Management Software space. Prior to CA, Mr. Raines has held various sales positions at Altiris (now Symantec) and Novell. Mr. Raines started his career at WordPerfect as an Editor in international documentation.

Mr. Raines holds a B.A. from the University of Utah in English.


Tracey Straub
Vice President of Strategy

Tracey Straub is Compliance11's Vice President of Strategy. Mr. Straub has over 17 years of compliance and risk experience. Prior to joining Compliance 11, Tracey was a Vice President and Global Conflicts Officer for MF Global, Inc., responsible for managing employee trading, compliance training, policies and procedures, registration, electronic communications, and technology initiatives concerning trade and central surveillance. Prior to MF GLobal, Mr. Straub held the position of Managing Director at Bear Stearns and spent 10 years in various Compliance, Risk Management, technology development roles with Prudential Securities.

Mr. Straub holds a B.S. from the University of Nebraska in Business Administration.


Karen Zenisek
Vice President of Customer Service

Karen Zenisek is Compliance11's Vice President of Customer Service. Ms. Zenisek combines 16 years of software development experience with 10 years of retail management experience to ensure Compliance11 clients are implemented and supported with a personal touch. Previously, she led large teams to design and implement technology solutions for CNA Insurance. Ms. Zenisek began her career at Sears managing retail categories with profit and loss responsibilities.

Ms. Zenisek holds a MBA from University of Illinois, Chicago and a B.A. in Computer Science from Rockford College.


Susan L. Rosenbaum
Chief Financial Officer

Susan Rosenbaum is Chief Financial Officer of Compliance11. Ms. Rosenbaum has over fifteen years of operational and finance experience and prior to Compliance11 was Director of Finance for True Partners Consulting in Chicago. Prior to True Partners, Ms. Rosenbaum had a tenured fourteen year career at Arthur Andersen holding various senior positions including Chief Financial Officer and Chief Operating Officer of the firm's Chicago Audit Practice.

Ms. Rosenbaum graduated from the University of Texas with a B.S. in Accountancy.


Board Members